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Table of Contents
Archives: Principles and practices (2nd ed.)
APA Citation for Resource
Millar, L. (2017). Archives: Principles and practices (2nd ed.). New York, NY: ALA Neal Schuman.
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Summary
Outline
Chapter 01 What are archives?
In Chapter 1, the concept of archives as documentary evidence is examined, by tracing a path from the communication of an idea, to its capture as information, to the retention of that information as evidence and then to its preservation as archives. The chapter also discusses the importance of content, context and structure to the authenticity and reliability of records and archives. It ends with a comparison of documentary evidence, scientific evidence, and physical evidence and with a discussion of the perilous path from data to archives.
What are archives?
Full definition of “archives”
- Documentary materials created, received, used and kept by a person, family, organization, government or other public or private entity in the conduct of their daily work and life and preserved because they contain enduring value as evidence of and information about activities and events
- The agency or institution responsible acquiring and preserving archival materials and making those items available for use
- The building or other repository housing archival collections
From data to evidence
From evidence to archives
The qualities of archives
Scientific and physical evidence
The precarious nature of documentary evidence
Chapter 02
2. The nature of archives
Chapter 2 looks at the nature of archives, starting with the ideal scenario in which archives are managed as part of a continuum of care. Millar then turns to reality, considering how archives might be defined on the basis of what is left behind, not on what should have been kept. The form of archives, or, more appropriately, the fact that documentary evidence can take many forms, is also considered. Millar looks then at the relationship between archives, art and artefacts and ends the chapter with a reminder that archives are only the smallest portion of the residue of our lives. Much that is intangible still has much value, even if not defined as ‘archival’. 2. The nature of archives
Archives as a continuum of care Archives and what is left behind The forms of archives Archives and art Archives and artefacts Archives and the intangible
Chapter 03
3. Archival history and theory
Chapter 3 highlights significant events in archival history, from the time when archives were only used by records creators to the time when the public began to use archives for historical research. The evolution of life cycle and continuum approaches to archives is outlined, and the impact of postmodernism on archival thinking is addressed. Millar connects those historical events to archival theories, explaining the principles of provenance, original order and respect des fonds, as well as the concept of a functional, series-based approach to archival management and the notion of a records continuum. The chapter also looks at how those theories are being challenged, as archivists debate whether they remain relevant today. 3. Archival history and theory
Trends in archival history A brief discourse on archival theories Challenging archival theories
Chapter 04
4. The uses of archives
Chapter 4 looks at archives from the perspective of the user. Archives can be sources of history, whether for professional, amateur or family and personal reasons. Archives also serve as tools for accountability, providing evidence to uphold the law or provide proof of infractions. And archives serve as touchstones for memory and identity, finding value as sources for scientific research, social and political studies, popular fiction and film and, ultimately, as a window into the lives of others. 4. The uses of archives
Archives as sources of history Archives as tools for accountability Archives as touchstones for memory and identity
Chapter 05
5. Types of archival institution
Chapter 5 outlines different types of archival institution, specifically: institutional archives, hybrid archives, collecting archives, community-based archives, museum archives, integrated institutions, indigenous archives and activist archives. Millar also addresses the rise of online repositories and suggests we need to distinguish data or records ‘warehouses’ from trusted digital repositories; it is the latter that archivists are striving to create in order to manage electronic evidence safely. 5. Types of archival institution
Institutional archives Hybrid archives Collecting archives Community archives Museum archives Integrated institutions Indigenous archives Activist archives Online repositories Trusted digital repositories
Chapter 06
6. The principles of archival service
In Chapter 6, Millar looks at the fundamental principles of archival service, outlining standards of practice she hopes archivists will embrace, above and beyond existing codes of ethics. Millar also comments on the education of the archivist, the role of archival associations and the nature and purpose of records and archives standards. 6. The principles of archival service
Archival obligations The role(s) of the archivist The archivist as consultant The education of the archivist The role of professional associations The place of standards The importance of respect
Chapter 07
7. Balancing access and privacy
Chapter 7 ends Part I by looking specifically at the legal and ethical requirements of balancing access with privacy. How does the archivist address copyright and intellectual property requirements? How does the archivist provide equitable access to holdings and still respect the rights not only of records creators but also of those identified in archives, who may wish to remain invisible to the world? 7. Balancing access and privacy
Respecting intellectual property rights The archivist’s responsibility Addressing privacy concerns PART II: ARCHIVAL PRACTICES
Chapter 08
PART II: ARCHIVAL PRACTICES
Part II introduces ideas about the strategic, operational and logistical issues associated with archival practice.
8. Managing the institution
The focus on archival practice begins in Chapter 8 with a discussion of the tasks involved in managing the archival institution itself. What is the ideal organizational structure for an archival operation, and how can the archivist identify the right strategic vision for her own institution? What policy framework is needed, and how should the archival institution be administered, from finances to facilities to staff? 8. Managing the institution
Imagining the ‘ideal’ organizational structure Identifying a strategic direction Establishing a policy framework Administering the archival institution Measuring success
Chapter 09
9. Preserving archives
Chapter 9, reviews concepts and best practice requirements for archival preservation, emphasizing the need to ensure the security and sustainability of the environment in which archives will be housed. Millar identifies specific archival hazards, such as: acidity, fluctuations in temperature and relative humidity, excessive light levels, pollution, fire and water damage, biological agents such as mould, insects and rodents, and abuse and mishandling. For each hazard suggestions are made for mitigating the risk. Millar also offers guidance about the management of different media materials, considers digitization as a preservation tool, and offers a short introduction to the challenge of preserving digital archives. The chapter ends with suggestions for developing preservation and emergency plans, both of which are critical tools for ensuring archival holdings are kept safe. 9. Preserving archives
What is preservation? Understanding and responding to hazards Caring for materials in different media Digitization for preservation Preserving digital archives Developing preservation and emergency response plans
Chapter 10
10. Acquiring archives
In Chapter 10, the acquisition of archives is examined, starting with a discussion of the two aspects of appraisal: appraisal for acquisition and appraisal for selection. The advantages and limitations of sampling, weeding and culling are considered, along with other appraisal criteria that the archivist should take into account. Millar explains the different ways archival materials can be acquired, including transfer, donation, loan and purchase; outline the legal and administrative process of accessioning archives; and consider the work involved in deaccessioning archives that the archivist decides do not belong in the institution. The chapter concludes with a brief look at the thorny topic of monetary appraisal. 10. Acquiring archives
Appraisal for acquisition Appraisal for selection Sampling, weeding and culling Appraisal and the cost of ownership Other appraisal considerations Acquisition and personal bias Dealing with donors The process of acquisition Accessioning archives Monetary appraisal Deaccessioning archives Dealing with the backlog
Chapter 11
11. Arranging and describing archives
In Chapter 11, Millar revisits some of the theories and principles introduced in Chapter 3, including provenance and original order, in order to consider how they work, or do not work, in practice. Two sometimes competing philosophies with a direct impact on arrangement and description – custodial and post-custodial archives management – are examined. Millar then explores the challenge of controlling language when describing archival materials, which is important to providing quality access and reference. The practicalities of arrangement and description are outlined, followed by a discussion of the ways in which descriptive information might be presented for research use. 11. Arranging and describing archives
Principles of arrangement and description Custodial arrangement and description Functional arrangement and description Bridging the gap Having it both ways ` Controlling language The practicalities of arrangement The practicalities of description Presenting descriptive information Sample descriptive output
Chapter 12
12. Making archives available
Chapter 12 looks at how archivists can and should make archives available for use, considering not only the role of reference services but also the importance of outreach and engagement. Creating an effective frame - work for reference and access is addressed, along with a discussion of issues associated with providing personal or virtual reference services. The role of digitization as a reference tool is examined, and the importance of documenting reference services is emphasized. The chapter ends with suggested ways in which the archivist can engage with the community, including through online and social media applications, to support research use and to raise awareness of the archives and the archival institution.
12. Making archives available
Providing equitable access Establishing a reference and access framework Providing reference services Digitization as a reference tool Documenting reference services Outreach and community engagement Conclusion
Chapter 13
Conclusion
The book concludes, as the first edition did, with a brief speculation on where archives and archivists are going as we pursue this new digital frontier. As society begins to embrace the ‘internet of things’, and our refrigerators and garage doors start to communicate with us while we are on vacation, will the archivist of the future be capturing evidence of spoiled milk in the fridge or the damage wrought (at least where I live, here in western Canada) by black bears digging for breakfast in our garbage cans? To learn more
Records and archives journals Records and archives institutions Records and archives associations Additional readings Glossary of terms